Details
Table of Contents
Introduction
Investment adviser registration and regulation
Exclusions from Investment Company Act requirements
Fund structures
Private offerings
Disclosure obligations
State Blue Sky Regulation
Marketing activities
Websites
Avoiding broker registration
ERISA considerations
Custody
Trading activities and reporting
Brokerage allocation practices
Fees and special profit allocations
Tax considerations
Performance advertising.
Investment adviser registration and regulation
Exclusions from Investment Company Act requirements
Fund structures
Private offerings
Disclosure obligations
State Blue Sky Regulation
Marketing activities
Websites
Avoiding broker registration
ERISA considerations
Custody
Trading activities and reporting
Brokerage allocation practices
Fees and special profit allocations
Tax considerations
Performance advertising.