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Securities and Exchange Commission administrative sanctioning practice / Fredrich Henry Thomforde, Jr.
Thomforde, Fredrich Henry, 1940-
1977
CU Theses (D) T36 (Map It)
Available at Cellar Room B8-OFS
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Author
Thomforde, Fredrich Henry, 1940-
Title
Securities and Exchange Commission administrative sanctioning practice / Fredrich Henry Thomforde, Jr.
Published
[New York] : [publisher not identified], 1977.
Call Number
CU Theses (D) T36
Description
1 volume of various pagings ; 26 cm
System Control No.
NYCLM0216381-B
(OCoLC)36607752
Note
Reprinted from various law journals
Dissertation Note
LL.D. Columbia University
Bibliography, etc. Note
Includes bibliographical references
Record Appears in
Onsite Print Resources
Columbia Law Theses
Shared Records
All Resources
J.S.D. Theses
v. 1. Droit romain.
v. 2. Histoire du droit

Patterns of disparity in SEC administrative sanctioning practice.
Controlling administrative sanctions.
Negotiating administrative settlements in SEC broker dealer disciplinary proceedings

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