The Fiduciary, the insider, and the conflict : a compendium of essays / edited by Barry Rider and Michael Ashe.
1995
KD1777.I58 F52 1995 (Map It)
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Details
Title
The Fiduciary, the insider, and the conflict : a compendium of essays / edited by Barry Rider and Michael Ashe.
Published
Dublin : Brehon Sweet & Maxwell, [1995]
Copyright
©1995
Call Number
KD1777.I58 F52 1995
ISBN
1899738053
Description
xxxv, 279 pages ; 25 cm
System Control No.
(OCoLC)34777902
Note
Essays inspired by a workshop organized by the British Institute of Securities Laws and Jesus College, Cambridge, held in Cambridge in July 1994.
Bibliography, etc. Note
Includes bibliographical references and index.
Record Appears in
Added Author
Table of Contents
Preface
Contributors
Table of Cases
Table of Statutes
1
European Foundations / Janet Dine
1
2
The Insider Dealing Directive / Barry Rider Michael Ashe
15
3
A View from Brussels / Paolo Clarotti
51
4
Insider Dealing and the Criminal Justice Act 1993 / Matthew White
56
5
Who is an Insider? / Michael Ashe
75
6
Inside Information / Alistair Alcock
83
7
Defences to Insider Dealing / Lynne Counsell
92
8
Conflicts of Interest in the Securities Industry / Stephen Coates
104
9
Conflicts of Interest - Regulatory Rules and the Common Law / Harry McVea
131
10
Insider Conflicts in US and Japan - An American Perspective / G. Philip Rutledge
149
11
Conflicts of Interest in Japan / Chizu Nakajima
165
12
Civil Liability for Insider Dealing / Michael Ashe Barry Rider Lynne Counsell
172
13
Enforcement of Financial Services Law with Reference to Insider Dealing / Barry Rider
193
14
Compliance Procedures / Gary Hagland
230
15
The Compliance Officer's Role / Rowan Bosworth-Davies
236
16
The Insider and Tentative Information / Ahal Besorai
244
Index
275