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The law of securities regulation / Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill.
Hazen, Thomas Lee, 1947- author.
2017
KF1439 .H392 2017 (Map It)
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Author
Hazen, Thomas Lee, 1947- author.
Title
The law of securities regulation / Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill.
Published
St. Paul, MN : West Academic Publishing, [2017]
Call Number
KF1439 .H392 2017
Edition
Seventh edition.
Spine Title
Securities regulation
ISBN
9780314284549 (hbk.)
0314284540 (hbk.)
Description
xxx, 842 pages ; 26 cm.
System Control No.
(OCoLC)961819528
Summary
"This Hornbook is a one volume version and a substantial abridgement of my seven volume Treatise on Securities Regulation (Practitioner's Edition). The Hornbook is designed for students but can also serve as a desk book for lawyers desiring an overview of the law"--Page v.
Bibliography, etc. Note
Includes bibliographical references and index.
Series
Hornbook series.
Record Appears in
Onsite Print Resources
Shared Records
All Resources
Gift
Purchased from the income of the Edith L. Fisch Fund
Gift
The Arthur W. Diamond Law Library
Purchased from the income of the Edith L. Fisch Fund
The basic coverage of the securities laws
Registration requirements of the Securities Act of 1933
The 1933 Act registration process and disclosure
Exemptions from 1933 Act registration
The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act
IPO practices : manipulation, stabilization and hot issues
Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements)
State securities laws ("blue sky" laws)
Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies
Shareholder suffrage : proxy regulation
Tender offer and takeover regulation
Manipulation and fraud : civil liability
Insider reporting and short-swing trading : Securities Exchange Act section 16
Market regulation and broker-dealer regulation
Arbitration of broker-dealer disputes
Civil and criminal enforcement
Jurisdictional aspects
Debt securities and protection of bondholders : the Trust Indenture Act of 1939
Federal regulation of investment companies : the Investment Company Act of 1940
Investment Advisers Act of 1940
Special problems and overview of related laws.

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