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Items
Details
Author
Title
Chinese business law / Danling Yu.
Published
Singapore : Palgrave Macmillan, [2019]
Copyright
©2019
Call Number
KNQ920 .Y8 2019
Former Call Number
Ch.P 600 Y901 2019
ISBN
9789811309014 (hardback)
9811309019 (hardback)
9789811309021 (e-book)
9811309019 (hardback)
9789811309021 (e-book)
Description
xii, 282 pages ; 21 cm.
System Control No.
(OCoLC)1064576332
Note
Includes index.
Record Appears in
Table of Contents
1.
Corporate Law
1
1.1.
Evolution of Corporate Law in China
1
1.2.
Legal Framework
2
1.3.
Corporations
3
1.3.1.
General Introduction
3
1.3.2.
Piercing the Corporate Veil
4
1.4.
Types of Corporations
5
1.4.1.
Limited Liability Corporations and Joint Stock Corporations
5
1.4.2.
Special Types of Corporations in China
6
1.4.3.
Single Member Limited Liability Company (LLCs)
6
1.4.4.
Wholly State-Owned Enterprises (WFOE)
7
1.4.5.
Public Corporations
8
1.5.
Establishment of a Corporation
8
1.5.1.
General Guidelines
8
1.5.2.
Incorporators
8
1.5.3.
Capital
10
1.5.4.
Articles of Incorporation
11
1.5.5.
Name and Domicile
12
1.5.6.
Establishment Procedures
13
1.5.7.
Inaugural Assembly
14
1.6.
Corporate Capital and Corporate Finance
15
1.6.1.
Corporate Capital
15
1.6.2.
Equity Capital
15
1.6.3.
Forms of Contribution
16
1.7.
Rights of Shareholders
16
1.8.
Corporate Finance
17
1.8.1.
General Concept
17
1.8.2.
Types of Stocks
18
1.9.
Corporate Governance
18
1.9.1.
Shareholder Meeting
19
1.9.2.
Board of Directors
21
1.9.3.
Managers
22
1.9.4.
Board of Supervisors
23
1.10.
Public Corporations
24
1.10.1.
Special Provisions for Public Corporations
25
1.10.2.
Invalid Corporate Resolutions and Relief
28
1.10.3.
Fiduciary Duties
28
1.10.4.
Rights and Responsibilities of Fiduciary Duties
29
1.11.
Duty of Care
30
1.11.1.
Duty of Loyalty
30
1.11.2.
Derivative Litigation
31
1.12.
Corporate Changes
33
1.12.1.
Mergers and Divestitures
33
1.12.2.
Corporate Mergers
33
1.12.3.
Divestitures
34
1.12.4.
Changes in Capitalization
35
1.12.5.
Termination of a Corporation
37
1.12.6.
Dissolution
37
1.12.7.
Liquidation
38
1.13.
Transformation
40
1.13.1.
Registered Capital
40
1.13.2.
Shareholder Rights and Corporate Governance
41
2.
Foreign Investment Law
43
2.1.
Evolution of Chinese Foreign Investment Law
45
2.2.
Governance Regime for Foreign Investment
46
2.2.1.
Governance Framework for Foreign Investment
48
2.2.2.
Chinese Constitution
48
2.2.3.
Laws
48
2.2.4.
Administrative Rules and Regulations
49
2.3.
Foreign Invested Enterprises
49
2.3.1.
Sino-Foreign Equity Joint Ventures (EJVs)
50
2.3.2.
Sino-Foreign Contractual Joint Ventures (CJVs)
51
2.3.3.
Wholly Foreign Owned Enterprises (WFOEs)
52
2.3.4.
Foreign Invested Joint Stock Corporations (Foreign JSCs)
52
2.3.5.
Foreign Invested Investment Enterprises
53
2.3.6.
Branches of Foreign Corporations
54
2.4.
Establishment Procedures and Requirements of Foreign Investment Enterprises
55
2.4.1.
Background and Policy Statements
55
2.4.2.
Capital Issues
58
2.4.3.
Contributions
60
2.5.
Special Considerations for Mergers and Acquisitions
63
2.5.1.
Overview
63
2.5.2.
Special Provisions for Mergers and Acquisitions by Foreign Equity
67
2.5.3.
Special Provisions for Mergers and Acquisitions by Foreign Equity: Special Purpose Corporations (SPCs)
69
2.5.4.
Antitrust Examinations
70
2.6.
Termination and Liquidation
72
2.6.1.
Introduction
72
2.6.2.
Ordinary Liquidation Procedures
73
2.6.3.
Special Liquidation Procedures
75
2.6.4.
Changes and Revisions
75
3.
Securities Law
77
3.1.
Evolution of Securities Law in China
77
3.2.
Securities
78
3.2.1.
Types of Securities
79
3.2.2.
Domestic Stocks
80
3.3.
Basic Principles of the Securities Law
84
3.3.1.
San Gong Principles
84
3.3.2.
Principles of Equality, Voluntary Action, Compensation, and Integrity
86
3.3.3.
Principle of Compliance and Anti-fraud Principle
86
3.3.4.
Principle of Divided Management
86
3.3.5.
Principles of Unitary Governmental Supervision and Regulation, Industrial Self-Disciplinary Regulation, and Audit Supervision
88
3.4.
Securities Issuance
88
3.4.1.
General Introduction
88
3.4.2.
Establishment Issuance and New Share Issuance
89
3.4.3.
Securities Issuance, Examination, and Approval System
90
3.4.4.
Conditions for Issuance
90
3.5.
Issuance of Corporate Bonds
91
3.5.1.
New Issuance
91
3.5.2.
New Share Issuance of Corporate Bonds
91
3.6.
Application and Examination of Securities Issuance
92
3.6.1.
Application
92
3.6.2.
Examination for Securities Issuance
92
3.7.
Securities Underwriting and Sponsorship
93
3.8.
Duty of Securities Underwriters
94
3.8.1.
Duty to Examine
94
3.8.2.
Duty to Make Diligent Efforts to Sell Underwritten Securities
94
3.8.3.
Duty to Return Securities
94
3.8.4.
Duty to Report
95
3.9.
Sponsorship
95
3.10.
Stock Exchange
95
3.11.
Going Public
96
3.11.1.
Conditions for Securities Issuance
96
3.11.2.
Stocks
96
3.12.
Bonds
98
3.12.1.
Conditions for Initial Bond Issuance
98
3.12.2.
Conditions for New Issuance
99
3.12.3.
Conditions for the Issuance of Debt Equity Swaps
99
3.13.
Procedures for Going Public
99
3.13.1.
Application and Examination
99
3.13.2.
Listing Agreement
99
3.13.3.
Listing Notice
100
3.13.4.
Bond Listing Procedures
100
3.14.
Suspension or Termination of Stock Trading
103
3.14.1.
Suspension and Termination of a Bond Listing
103
3.15.
Information Disclosure
104
3.15.1.
Information
104
3.15.2.
Liabilities for the Breach of Duty of Information Disclosure
106
3.15.3.
Supervision
106
3.16.
Actions Sanctioned Under the Securities Law
107
3.16.1.
Insider Trading
107
3.16.2.
False or Misleading Statements
110
3.16.3.
Civil Liabilities for False and Misleading Statements
112
3.16.4.
Enforcement
113
3.17.
Mergers and Acquisitions
113
3.17.1.
Acquisitions of Public Corporations
113
3.18.
Tender Offer
115
3.18.1.
General Concept
115
3.18.2.
Disclosure Requirement
116
3.18.3.
Report of the Tender and the Public Notice
116
3.18.4.
Revocation and Changes
117
3.18.5.
Agreement to Purchase
118
3.18.6.
Rules Regarding an Agreement to Purchase
118
3.18.7.
Compulsory Acquisition, Restriction and Other Requirements
118
3.19.
Stock Exchanges
119
3.19.1.
Organizational Structure
119
3.19.2.
Membership
120
3.19.3.
Rights and Obligations
120
3.19.4.
Organizational Structure and Staffing
121
3.20.
Securities Registration and Clearing Institutions and Securities Services Institutions
124
3.20.1.
Securities Registration and Clearing Institutions
124
3.21.
Supervision and Regulation of Securities Business
126
3.21.1.
Securities Market Regulation
126
3.21.2.
Securities Market Administrative Regulation
127
3.21.3.
Securities Market Self-Disciplinary Regulation
128
3.22.
Securities Firms
129
3.22.1.
General
129
3.22.2.
Establishment
129
3.22.3.
Establishment Procedures
130
3.22.4.
Registered Capital of Securities Firms
130
3.22.5.
Risk Control System
130
3.22.6.
Major Changes
131
3.22.7.
Foreign Investment Interest in the Securities Industry and Asset Management
131
3.23.
Transformation
132
3.23.1.
Is the Installation of a Due Care Registration System the Answer?
132
3.23.2.
Building of a Mechanism to Avoid Systemic Risks: A Postmortem on Recent Unregular Market Movements
133
Appendix I: The Corporation Law of the People's Republic of China (2013 Amendment)
135
Appendix II: The Law of the People's Republic of China on Sino-foreign Equity Joint Ventures (2016 Amendment)
189
Appendix III: The Securities Law of the People's Republic of China (2014 Amendment)
215
Index
275