The regulation of securities markets in China / He Weiping.
2018
KNQ962 .H44 2018 (Map It)
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Details
Author
Title
The regulation of securities markets in China / He Weiping.
Published
New York, NY, U.S.A. : Palgrave Macmillan, [2018]
Copyright
©2018
Call Number
KNQ962 .H44 2018
Former Call Number
Ch.P 645 H34 2018
ISBN
9781137567413
1137567414
1137567414
Description
xi, 290 pages ; 22 cm
System Control No.
(OCoLC)992748023
Summary
"This book offers an in-depth analysis of China's contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large. This book describes the workings of national and sub-national securities markets, and such a comprehensive approach gives insight into the ability of state regulation to guide a financial system. This book also provides a unique practical perspective, explaining of the dynamics of regulation in relation to the operation of the Chinese political system. Finally, it incorporates original empirical studies, including semi-structured interviews of professionals and a survey of retail investors"--Back cover.
Bibliography, etc. Note
Includes bibliographical references and index.
Record Appears in
Table of Contents
1.
Introduction
1
2.
Theories of Securities Markets Regulation
19
3.
Regulatory Framework Under the CSRC
45
4.
Regulation of Information
81
5.
Insider Trading and Investor Protection
125
6.
One Bank-Three Commissions Regulatory Structure
171
7.
Decentralization of the Regulation of China's Financial Markets
209
8.
Concluding Remarks
263
Index
269