Carbonneau on international arbitration : collected essays / Thomas E. Carbonneau.
2011
K2400 .C37 2011 (Map It)
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Author
Title
Carbonneau on international arbitration : collected essays / Thomas E. Carbonneau.
Published
Huntington, N.Y. : Juris, [2011]
Copyright
©2011
Call Number
K2400 .C37 2011
ISBN
1933833343
9781933833347
9781933833347
Description
xxi, 542 pages ; 24 cm
System Control No.
(OCoLC)651602448
Note
Chapters in this book were previously published as articles from 1984-2009.
Bibliography, etc. Note
Includes bibliographical references and index.
Record Appears in
Portion of Title
International arbitration
Table of Contents
Preface
xv
Acknowledgements
xix
About the Author
xxi
pt. I
INTRODUCTORY PERSPECTIVE
ch. 1
The Ballad of Transborder Arbitration
3
I.
Introduction
3
II.
A Brief History
7
III.
ICA in the World Community
12
IV.
Latin America
13
V.
Asia
17
VI.
Problems and Dissenting Positions
25
VII.
The Business of Arbitration
29
VIII.
The Need for Uniformity
35
IX.
Impact on National Law
38
X.
Law and Legitimacy
40
XI.
Indeterminant Embryonic Rules
43
XII.
Internal Sovereign Conflicts
50
XIII.
A Detailed Illustration
52
XIV.
New Rule Predicates
55
XV.
Codifying the New Rules
59
XVI.
Conclusions
62
ch. 2
The Remaking of Arbitration: Design and Destiny
69
I.
The Advances Made
69
II.
Emerging Problems
71
III.
"A-National" Arbitration
74
IV.
Private International Law
75
V.
Municipal Law Support
78
VI.
A-National Arbitration and the Lex Mercatoria
79
VII.
A Further Evaluation of the Critics and the Debate
83
VIII.
Conclusion: The Real Issues
87
ch. 3
Commercial Peace and Political Competition in the Crosshairs of International Arbitration
91
I.
Introduction
91
II.
Origins and Character of Inter-State Relations
95
III.
The Choice between Instinct and Reason
98
IV.
The Liberality of Commerce
101
V.
Dispute Resolution Pursuant to the Business Ethic
105
VI.
Arbitration and Politics
112
VII.
Conclusion: Arbitration's Likely Potential
118
pt. II
JUDICIALIZATION OF THE PROCESS
ch. 4
National Law and the Judicialization of Arbitration: Manifest Destiny, Manifest Disregard, or Manifest Error
125
I.
Introduction
125
II.
National Laws and Arbitration
127
III.
The Special Case of U.S. Law
133
IV.
The Arbitral Trial and Lawyers
136
V.
Using the Contract of Arbitration to Protect Rights
138
VI.
Conclusions
140
ch. 5
Darkness and Light in the Shadows of International Arbitral Adjudication
143
I.
Introduction
143
II.
Fact-Finding and the Advocate
146
III.
Adjudication: Character, Mission, and Reality
148
IV.
International Adjudication
149
V.
The "Adversarialization" of International Arbitration and Adjudication
152
VI.
Reforming Adjudication through Arbitration
158
VII.
Conclusions
166
pt. III
THE ROLE OF NATIONAL LAW AND COURTS
ch. 6
Judicial Approbation in Building the Civilization of Arbitration
171
I.
Introduction
171
II.
The English Experience
176
III.
The French Experience
182
IV.
The U.S. Experience
189
V.
Conclusions
196
ch. 7
Arbitral Adjudication: A Comparative Assessment of Its Remedial and Substantive Status in Transnational Commerce
201
I.
Introduction
201
II.
The Domestic Reassessment
207
A.
The English Experience
208
1.
The Writ Procedure
208
2.
The Arbitration Act of 1950
210
3.
The Arbitration Act of 1979
213
B.
The American Experience
215
1.
Federal Legislation
215
2.
The Uniform Arbitration Act: A Model for State Arbitration Statutes
221
C.
L'Experience Francaise
224
1.
The Prior Posture
224
2.
The Decree of May 14, 1980
226
III.
An Assessment of the Parallel Domestic Developments
229
A.
A Summary of the Similarities and Differences
229
B.
The Motivation
231
C.
Apparent Incongruities
232
IV.
The Emergence of International Commercial Arbitration
234
A.
The English Position
235
B.
The American Position
239
1.
The Scherk Decision
243
2.
Developments Subsequent to Scherk
251
C.
La Prise de la Position Francaise
253
1.
The Decree of May 12, 1981
253
2.
The Decisional Law
257
V.
An Assessment of the Parallel International Developments
260
VI.
Arbitration and International Conventions and Institutions
262
A.
The Conventions
264
1.
The 1958 New York Convention
264
a).
Scope of application
264
b).
Other provisions
265
2.
The 1961 European Convention
266
a).
Scope of application
266
b).
Other provisions
268
c).
The law governing the merits
270
d).
Grounds for setting aside an award
270
e).
Reasoned awards
271
B.
Institutional Arbitration
272
1.
ICC, AAA, and LCA Arbitration
273
2.
UNCITRAL and ICSID Arbitration
274
a).
Scope
274
b).
An evaluation
277
VII.
Arbitral Adjudication and the Generation of Normative Principles
279
A.
Reasoned Awards: A First Step toward the Elaboration of Substantive Norms
283
B.
An Example of a Possible Approach
288
VIII.
Conclusions
296
ch. 8
A Commentary on the 1996 United Kingdom Arbitration Act
301
I.
Introduction
301
II.
Basic Principles
302
III.
Judicial Jurisdiction to Assist Arbitration
304
IV.
Hierarchy of Authority
305
V.
The Requirement of a Writing
306
VI.
The Arbitration Agreement
306
VII.
Staying Legal Proceedings
307
VIII.
Maritime Arbitration
308
IX.
Time Limits
309
X.
The Arbitral Tribunal
309
XI.
The Arbitral Process
310
XII.
Arbitrator Liability
312
XIII.
Kompetenz-Kompetenz
313
XIV.
Arbitral Due Process
316
XV.
Arbitrator Authority
317
XVI.
Judicial Supervision
319
XVII.
The Award
322
XVIII.
Remedies
323
XIX.
Miscellaneous
323
XX.
Conclusion
325
ch. 9
Debating the Proper Role of National Law under the New York Arbitration Convention
327
I.
The Chromalloy Opinion
328
II.
The Toys "R" Us Opinion
333
III.
Conclusions
340
pt. IV
STARE DECISIS IN ARBITRATION
ch. 10
Rendering Arbitral Awards with Reasons: The Elaboration of a Common Law of International Transactions
345
I.
Reassessing the Role of Reasoned Awards in International Arbitral Practice
347
II.
The Results Achieved with Reasoned Awards in Actual Practice
354
A.
Maritime Arbitration
354
B.
International Chamber of Commerce Arbitration
355
1.
Good Faith
357
2.
Mitigation of Damages
358
3.
Renegotiation
359
4.
Other Rules
361
5.
Stature of the Rules
364
III.
Advocating the Adoption of Reasoned Awards
366
A.
Preliminary Observations
366
B.
The Substance of the Recommendation
367
IV.
A Critical Evaluation of the Recommendation
368
A.
Arguments against Reasoned Awards
368
B.
Arguments Favoring Reasoned Awards
372
1.
The Needs of the International Process
372
2.
The Consensus Surrounding the Process
375
V.
Conclusions
380
ch. 11
Arbitral Law-Making
385
I.
Introduction
385
II.
The Foibles of Municipal Adjudication
390
III.
The Arbitral Solution
400
IV.
The Arbitral Legal Culture
406
V.
The Arbitral Lex Mercatoria
409
VI.
Prospective Arbitral Practice
414
ch. 12
The Exercise of Contract Freedom in the Making of Arbitration Agreements
417
I.
Introduction: Contract's Empire in Arbitration
417
II.
The Effect and Development of Arbitration Agreements
429
III.
The Questions Presented
434
IV.
The Content of "Modern" Arbitration Agreements
435
A.
The Recourse to Arbitration: Voluntary, Necessary, or Coerced?
435
B.
Institutional Arbitration
436
C.
Selecting Arbitrators and the Question of Impartiality
439
D.
Arbitrator Accountability and Collegiality
444
E.
Controlling Authority in the Arbitration
448
F.
Governing Law
450
G.
The Character of the Arbitral Trial
453
H.
The Award
453
I.
The Standard of Review
454
J.
The Chromalloy Problem
456
K.
Foreign Practice Rules
458
L.
The "Universal" Jurisdiction of National Courts in Transborder Arbitration
463
V.
Conclusions
464
pt. V
LANDMARK CASES
ch. 13
The Exuberant Pathway to Quixotic Internationalism: Assessing the Folly of Mitsubishi
469
I.
The Groundwork for the Decision
469
II.
Seeking a Measure of Restraint
472
III.
Arbitrability
474
IV.
The Initial Determination
476
V.
Assessing the Appellate Reasoning
480
VI.
The Oracular Injunctive Reaffirmed
480
A.
The Methodology
481
B.
Statutory Rights
481
C.
The Central Issue
483
D.
An Appraisal of the Consequences
486
E.
Abating Concerns through a Merits Review?
487
F.
The "Prospective Waiver" Example
489
G.
The Dissent
492
VII.
In the Aftermath
494
VIII.
Conclusions
500
ch. 14
"A-Legality" and Arbitration: The German Supreme Court Joins the Fray
503
I.
Preface
503
II.
The Opinion and Its Setting
504
III.
The Facts
507
IV.
An Assessment of the Facts
508
V.
Procedural History
509
VI.
The Opinion
510
VII.
A Wider Assessment
513
VIII.
Conclusion
516
Index
519