Securities regulation : examples and explanations / Alan R. Palmiter.
2002
KF1440 .P25 2002 (Map It)
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Items
Details
Author
Title
Securities regulation : examples and explanations / Alan R. Palmiter.
Published
New York : Aspen Law & Business, [2002]
Copyright
©2002
Call Number
KF1440 .P25 2002
Edition
Second edition.
ISBN
0735524912
Description
xxii, 446 pages ; 26 cm.
System Control No.
(OCoLC)48256236
Note
Includes index.
Record Appears in
Table of Contents
Preface
Acknowledgments
Special Notice
Ch. 1
Introduction to Securities Markets and Regulation
1
Ch. 2
Definition of Security
31
Ch. 3
Materiality
57
Ch. 4
Registration of Securities Offerings
81
Ch. 5
Exemptions from Securities Act Registration
127
Ch. 6
Securities Act Liability
167
Ch. 7
Secondary and Other Postoffering Distributions
205
Ch. 8
Securities Exchange Act of 1934
233
Ch. 9
Rule 10b-5
267
Ch. 10
Insider Trading
315
Ch. 11
Regulation of Securities Professionals
353
Ch. 12
SEC Enforcement
383
Ch. 13
U.S. Regulation of Cross-Border Securities Transactions
401
Table of Cases
437
Index
441