Exchanges and alternative trading systems / editors Dick Frase and Helen Parry.
2002
K1114 .E96 2002 (Map It)
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Items
Details
Title
Exchanges and alternative trading systems / editors Dick Frase and Helen Parry.
Published
London : Sweet & Maxwell, 2002.
Call Number
K1114 .E96 2002
Former Call Number
Comp 645 Ex21 2002
ISBN
0421739304
Description
xxiv, 254 pages ; 26 cm.
System Control No.
(OCoLC)44932112
Note
Includes index.
Record Appears in
Added Author
Table of Contents
Foreword
Preface
Abbreviations
Tables
1
The Legal Structure of Financial Markets / Dick Frase
2
The Regulation of Market Infrastructure / Matthew Elderfield
3
Self-Regulation and Governance at United States Securities and Commodities Exchanges / Roberta S. Karmel
4
Regulation ATS and Related Market Structure Issues in the United States / Roberta S. Karmel
5
The Regulation of Multilateral Clearing in the United Kingdom and the United States / R. L. Heffner
6
Clearing and Settlement of Electronically Traded Commodities - Competition Issues / Agnes Foy
7
The Big Cheese or Positively Wall Street: Best Execution, ATSs and the Retail Investor in the United States and United Kingdom
8
Regulation of Stock Exchanges and ATSs in Hong Kong / Pauline Ashall
9
Red Herrings, Cul de Sacs and Online Roadshows: Evolving Strategies for Capital Formation in Cyberspace / Helen Parry
10
Issues in Information Technology Law / Renzo Marchini Katriona Taylor
11
Market 3.0: Prospects for the Electronic Markets / Chris Cook
App. 1
The FSMA 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
App. 2
Proposed FESCO Standards for Alternative Trading Systems
App. 3
SEC Requirements for Alternative Trading Systems
Index