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Table of Contents
v. 1. An outline of my career, my early published writings, and my dissents as a Commissioner
An overview of the SEC's jurisdiction and programs, increased enforcement authority, pre-emption, and regulatory competition
Corporate governance
Regulation of financial institutions
Corporation finance policies
v. 2. International securities regulation
Market structure and regulation
Insider trading, short-swing profits and tender offers
Comments on Supreme Court cases
Gatekeepers
Afterword: an agenda for better financial regulation.
An overview of the SEC's jurisdiction and programs, increased enforcement authority, pre-emption, and regulatory competition
Corporate governance
Regulation of financial institutions
Corporation finance policies
v. 2. International securities regulation
Market structure and regulation
Insider trading, short-swing profits and tender offers
Comments on Supreme Court cases
Gatekeepers
Afterword: an agenda for better financial regulation.