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Securities regulation / by Niels B. Schaumann & Wendy G. Couture.
Schaumann, Niels B., author.; Couture, Wendy, author.
2023
INTERNET
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Author
Schaumann, Niels B., author.
Title
Securities regulation / by Niels B. Schaumann & Wendy G. Couture.
Published
Eagan, MN : West Academic, [2023]
Copyright
©2023
Call Number
INTERNET
Edition
Eighth edition.
ISBN
9798887864051 (electronic bk.)
Description
1 online resource (311 pages)
System Control No.
on1384457715
(WestAcademic_OCoLC)1384457715
Summary
This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission, the Securities Act of 1933 (including interests covered, registered and exempt offerings, resales, and liability provisions), the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers, proxy solicitations, liability for short-swing profits, and SEC enforcement actions), multinational transactions, and the state regulation of securities transactions.
Note
Includes index.
Source of Description
Print version record.
Series
Gilbert law summaries.
Available in Other Form
Print version: Schaumann, Niels B. Gilbert law summaries. Securities regulation. Eighth edition. Eagan, MN : West Academic, ©2023 9781685610937 (OCoLC)1381370497
Record Appears in
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Added Author
Couture, Wendy, author.
Introduction to federal securities regulation
Regulating the original distribution of securities-the securities act of 1933
Regulation of securities trading-the securities exchange act of 1934
Regulation of the securities markets
Application of federal securities laws to multinational transactions
Regulation of securities transactions by the states.

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