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Details
E-resource Policy
Title
Mutual fund regulation & compliance handbook.
Published
[St. Paul, Minnesota] : Thomson Reuters, 2010-
Call Number
INTERNET
Frequency
Updated periodically
System Control No.
(NjRocCCS)wln00244820
Summary
This database provides a concise summary of the steps involved in forming and operating a mutual fund; explores the regulatory and administrative issues arising under the Investment Company Act of 1940, as well as related issues; is organized in chronological order following the life cycle of a mutual fund; includes checklists, samples of documents, forms, and references to additional sources of information; and, explains the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources.
Note
Database includes most recent edition only.
Authors: James M. Storey [and others].
Authors: James M. Storey [and others].
Digital File Characteristics
text file
Source of Description
Description based on electronic file, viewed May 31, 2013.
Available in Other Form
Print version: Mutual fund regulation and compliance handbook (DLC) 2009209061
Record Appears in
Variant Title
Mutual fund regulation and compliance handbook