The Arms Trade Treaty : a commentary / Stuart Casey-Maslen, Andrew Clapham, Gilles Giacca, Sarah Parker.
2016
K3924.M8 C37 2016 (Map It)
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Title
The Arms Trade Treaty : a commentary / Stuart Casey-Maslen, Andrew Clapham, Gilles Giacca, Sarah Parker.
Published
Oxford, United Kingdom : Oxford University Press, 2016.
Call Number
K3924.M8 C37 2016
ISBN
9780198723523
0198723520
0198723520
Description
xxviii, 502 pages ; 25 cm.
System Control No.
(OCoLC)920450789
Bibliography, etc. Note
Includes bibliographical references (pages 473-490) and index.
Record Appears in
Table of Contents
Table of Cases
xv
Table of Treaties and Other Legal Instruments
xvii
United Nations Resolutions
xxv
Notes on Contributors
xxvii
Introduction
1
Context for an Arms Trade Treaty
1
Historical Precedents to the Arms Trade Treaty
3
Rationale for a Global Arms Trade Treaty
7
Negotiation of the Arms Trade Treaty
9
Title of the Treaty
14
Overview
14
Commentary
14
Preamble
17
Overview
18
Preparatory Discussions
19
Negotiations
19
Commentary
20
States Parties
20
First Preambular Paragraph: The Purposes and Principles of the UN Charter
20
Second Preambular Paragraph: Promoting International Peace and Security with Least Diversion for Arms of the World's Human and Economic Resources
21
Third Preambular Paragraph: The Need to Tackle Illicit Trade in Conventional Arms and Prevent Diversion and Unauthorized End Use and End Users
22
Fourth Preambular Paragraph: The Legitimate Interests of Any State in the International Trade in Conventional Arms
23
Fifth Preambular Paragraph: The Sovereign Right of States to Regulate Conventional Arms within its Territory
23
Sixth Preambular Paragraph: Peace and Security, Development, and Human Rights
24
Seventh Preambular Paragraph: The UN Disarmament Commission Guidelines for International Arms Transfers
25
Eighth Preambular Paragraph: The UN Programme of Action on Small Arms and Light Weapons, the 2001 Firearms Protocol, and the International Tracing Instrument
25
Ninth Preambular Paragraph: The Consequences of the Illicit and Unregulated Trade in Conventional Arms
27
Tenth Preambular Paragraph: The Impact of Armed Conflict and Armed Violence on Civilians
27
Eleventh Preambular Paragraph: The Challenges for Victims of Armed Conflict and their Needs
29
Twelfth Preambular Paragraph: The Possibility for Additional Effective Measures to Further the Treaty's Object and Purpose
29
Thirteenth Preambular Paragraph: The Legitimate Trade and Lawful Ownership and Use of Certain Conventional Arms
30
Fourteenth Preambular Paragraph: The Role of Regional Organizations in Supporting Treaty Implementation
30
Fifteenth Preambular Paragraph: The Role of Civil Society and Industry in Supporting Treaty Implementation
31
Sixteenth Preambular Paragraph: International Co-operation and Legitimate Trade for Peaceful Purposes
32
Seventeenth Preambular Paragraph: The Desirability of Universal Adherence to the Treaty
32
Eighteenth Preambular Paragraph: Determination to Act in Accordance with Specified Principles
32
Principles
33
Overview
34
Preparatory Discussions
34
Negotiations
34
Commentary
35
Principle 1: The Right of States to Self-Defence
35
Principle 2: The Settlement of International Disputes by Peaceful Means
35
Principle 3: Refraining from the Threat or Use of Force against the Territorial Integrity or Political Independence of Any State
36
Principle 4: Non-Intervention in Matters Essentially within the Domestic Jurisdiction of a State
36
Principle 5: Respecting and Ensuring Respect for International Humanitarian Law and Human Rights
37
Principle 6: The Responsibility of States to Regulate International Trade in Conventional Arms and Prevent Diversion and to Establish National Control Systems
39
Principle 7: Respect for the Interests of States to Acquire, Produce, Export, Import, and Transfer Conventional Arms
39
Principle 8: Implementation of the ATT in a Consistent, Objective, and Non-Discriminatory Manner
40
Article 1. Object and Purpose
41
Overview
41
Relationship to Other Provisions
42
Preparatory Discussions
42
Negotiations
43
Commentary
45
Object of the Treaty
46
Purpose of the Treaty
51
Article 2. Scope
58
Overview
60
Relationship to Other Provisions
60
Preparatory Discussions and Negotiations
61
Paragraph 1
61
Paragraph 2
65
Paragraph 3
67
Commentary
68
Paragraph 1
68
Paragraph 2
124
Paragraph 3
131
Article 3. Ammunition/Munitions
137
Overview
137
Relationship to Other Provisions
138
Preparatory Discussions and Negotiations
138
Commentary
141
Nature of Obligations under Article 3
141
Nature of Items Regulated under Article 3
142
Article 4. Parts and Components
155
Overview
155
Relationship to Other Provisions
155
Preparatory Discussions and Negotiations
156
Commentary
158
Nature of the Obligation(s) under Article 4
158
Nature of the Items to be Regulated under Article 4
160
Article 5. General Implementation
164
Overview
165
Relationship to Other Provisions
165
Preparatory Discussions and Negotiations
166
Commentary
168
Paragraph 1
168
Paragraph 2
169
Paragraph 3
171
Paragraph 4
172
Paragraph 5
173
Paragraph 6
175
Article 6. Prohibitions
177
Overview
178
Relationship to Other Provisions
178
Preparatory Discussions and Negotiations
179
Paragraph 1
179
Paragraph 2
181
Paragraph 3
181
Commentary
185
Prohibition of Transfer
185
Paragraph 1
186
Paragraph 2
193
Paragraph 3
203
Article 7. Export and Export Assessment
244
Overview
245
Relationship to Other Provisions
246
Preparatory Discussions and Negotiations
247
Commentary
251
Paragraph 1
251
Paragraph 2
274
Paragraph 3
274
Paragraph 4
276
Paragraph 5
284
Paragraph 6
285
Paragraph 7
285
Article 8. Import
286
Overview
286
Relationship to Other Provisions
287
Preparatory Discussions and Negotiations
289
Paragraph 1
290
Paragraph 2
291
Paragraph 3
291
Commentary
292
Paragraph 1
292
Paragraph 2
298
Paragraph 3
302
Article 9. Transit or Trans-Shipment
304
Overview
304
Relationship to Other Provisions
304
Preparatory Discussions and Negotiations
305
Inclusion of the Terms 'Transit' and 'Trans-Shipment'
306
History of the Provision on Transit and Trans-Shipment
307
Commentary
309
Appropriate Measures
309
Regulate
312
Where necessary and feasible
312
Meaning of Transit
313
Meaning of Trans-Shipment
315
Under its jurisdiction
316
In Accordance with Relevant International Law
320
Article 10. Brokering
330
Overview
330
Relationship to Other Provisions
330
Preparatory Discussions and Negotiations
331
Commentary
333
Meaning of Brokering
333
Shall Take Measures to Regulate
336
Pursuant to the State Party's National Law
338
Under its Jurisdiction
339
Conclusions
340
Article 11. Diversion
342
Overview
343
Relationship to Other Provisions
343
Preparatory Discussions and Negotiations
344
Paragraph 1
344
Paragraph 2
345
Paragraph 3
346
Paragraph 4
347
Paragraph 5
347
Paragraph 6
348
Commentary
348
Meaning and Scope of Diversion
348
Paragraph 1
350
Paragraph 2
355
Paragraph 3
358
Paragraph 4
359
Paragraph 5
362
Paragraph 6
363
Conclusions
364
Article 12. Record-Keeping
366
Overview
366
Relationship to Other Articles
367
Preparatory Discussions and Negotiations
368
Paragraph 1
369
Paragraph 2
370
Paragraph 3
371
Paragraph 4
371
Commentary
372
Paragraph 1
372
Paragraph 2
374
Paragraph 3
376
Paragraph 4
377
Article 13. Reporting
379
Overview
379
Relationship to Other Articles
380
Preparatory Discussions and Negotiations
381
Paragraph 1
381
Paragraph 2
382
Paragraph 3
382
Commentary
384
Paragraph 1
384
Paragraph 2
388
Paragraph 3
389
Article 14. Enforcement
396
Overview
396
Relationship to Other Provisions
396
Preparatory Discussions and Negotiations
397
Commentary
398
Appropriate Measures
398
Enforcement Agencies and Bodies
399
Conclusions
399
Article 15. International Cooperation
400
Overview
401
Relationship to Other Provisions
401
Preparatory Discussions and Negotiations
403
Commentary
404
Paragraph 1
404
Paragraph 2
405
Paragraph 3
407
Paragraph 4
408
Paragraph 5
410
Paragraph 6
413
Paragraph 7
418
Conclusions
418
Article 16. International Assistance
419
Overview
419
Relationship to Other Provisions
420
Preparatory Discussions and Negotiations
421
Commentary
423
Paragraph 1
423
Paragraph 2
431
Paragraph 3
433
Conclusions
434
Article 17. Conference of States Parties
435
Overview
435
Relationship to Other Provisions
436
Preparatory Discussions and Negotiations
436
Commentary
438
Paragraph 1
438
Paragraph 2
439
Paragraph 3
439
Paragraph 4
440
Paragraph 5
441
Article 18. Secretariat
442
Overview
442
Relationship to Other Provisions
442
Preparatory Discussions and Negotiations
443
Commentary
443
Paragraph 1
443
Paragraph 2
444
Paragraph 3
444
Article 19. Dispute Settlement
446
Overview
446
Relationship to Other Provisions
446
Preparatory Discussions and Negotiations
446
Commentary
447
Paragraph 1
447
Paragraph 2
448
Article 20. Amendments
449
Overview
449
Relationship to Other Provisions
450
Preparatory Discussions and Negotiations
450
Commentary
450
Paragraph 1
450
Paragraph 2
451
Paragraph 3
451
Paragraph 4
451
Article 21. Signature, Ratification, Acceptance, Approval, or Accession
452
Overview
452
Relationship to Other Provisions
452
Preparatory Discussions and Negotiations
452
Commentary
453
Paragraph 1
453
Paragraph 2
453
Paragraph 3
453
Paragraph 4
453
Article 22. Entry into Force
454
Overview
454
Relationship to Other Provisions
454
Preparatory Discussions and Negotiations
454
Commentary
455
Paragraph 1
455
Paragraph 2
455
Article 23. Provisional Application
456
Overview
456
Relationship to Other Provisions
456
Preparatory Discussions and Negotiations
456
Commentary
458
Article 24. Duration and Withdrawal
460
Overview
460
Relationship to Other Provisions
460
Preparatory Discussions and Negotiations
460
Commentary
461
Paragraph 1
461
Paragraph 2
461
Paragraph 3
461
Article 25. Reservations
462
Overview
462
Relationship to Other Provisions
462
Preparatory Discussions and Negotiations
462
Commentary
463
Paragraph 1
463
Paragraph 2
464
Article 26. Relationship with Other International Agreements
465
Overview
465
Relationship to Other Provisions
465
Preparatory Discussions and Negotiations
466
Commentary
467
Paragraph 1
467
Paragraph 2
467
Article 27. Depositary
469
Commentary
469
Article 28. Authentic Texts
471
Commentary
471
Adoption of the Treaty
472
Commentary
472
Bibliography
473
Index
491