Promoting compliance : the role of dispute settlement and monitoring mechanisms in ASEAN instruments / Robert Beckman, Leonardo Bernard, Hao Duy Phan, Tan Hsien-Li and Ranyta Yusran.
2016
KNC499 .B43 2016 (Map It)
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Details
Title
Promoting compliance : the role of dispute settlement and monitoring mechanisms in ASEAN instruments / Robert Beckman, Leonardo Bernard, Hao Duy Phan, Tan Hsien-Li and Ranyta Yusran.
Published
Cambridge, United Kingdom : Cambridge University Press, 2016.
Copyright
©2016
Call Number
KNC499 .B43 2016
ISBN
9781316507827 paperback
1316507823 paperback
1316507823 paperback
Description
xix, 306 pages ; 22 cm.
System Control No.
(OCoLC)933719606
Summary
"The reputation and achievement of the ASEAN Community hinges on compliance. This seminal book discusses whether ASEAN's faith in dispute settlement and monitoring mechanisms as a means to better compliance is justified and delves into the extent to which they can facilitate ASEAN Community building. It provides the first comprehensive and systematic analysis of ASEAN's compliance with its instruments, and enables readers to see ASEAN as an organisation increasingly based on law and institutions. Readers will also learn how ASEAN balances a thin line between law and institutions on the one hand and diplomacy and realism on the other. Scholars of adjudicatory mechanisms will find this book a fascinating addition to the literature available, and it will serve as a 'go-to' reference for ASEAN state agencies. The book will also interest academics and practitioners working on comparative and cross-disciplinary studies of dispute settlement, monitoring mechanisms, compliance, and international and regional organisations"-- Provided by publisher.
Bibliography, etc. Note
Includes bibliographical references and index.
Record Appears in
Table of Contents
List of figures
x
General editors' preface
xi
List of abbreviations
xvii
Introduction: overview and research rationale
1
1.
normative and theoretical underpinnings of ASEAN compliance behaviour
12
1.1.
rise of norms and substantive dispute settlement and monitoring mechanisms
12
1.1.1.
codification of regional norms and the rise of formal dispute settlement mechanisms
16
1.1.2.
Transformation into a rules-based organisation through the ASEAN Charter
31
1.2.
Theoretical underpinnings of ASEAN compliance behaviour
36
1.2.1.
Understanding ASEAN's increasing desire for compliance as part of general state behaviour
36
1.2.2.
Key factors that affect ASEAN's compliance in different situations
45
1.2.3.
Courts and compliance
49
1.2.4.
Monitoring mechanisms: the key to better compliance
55
2.
Dispute settlement mechanisms in ASEAN
58
2.1.
Phases in the development of ASEAN dispute settlement mechanisms
58
2.1.1.
early phase: promotion of regional peace and security
58
2.1.2.
economic development phase: greater ASEAN economic integration and the need for dispute settlement mechanisms
63
2.1.3.
post-Charter phase: the onset of dispute settlement mechanisms through the ASEAN Charter
86
2.2.
Concluding observations
94
3.
Compliance monitoring mechanisms in ASEAN
101
3.1.
role of the ASEAN Secretariat in compliance monitoring
102
3.2.
Compliance monitoring mechanisms by other ASEAN bodies or treaty-based bodies
112
3.3.
Compliance monitoring mechanisms to ensure enhanced economic cooperation
116
3.3.1.
ASEAN Economic Ministers Meeting and Senior Officials Meeting
117
3.3.2.
1998 Protocol on Notification Procedure
118
3.3.3.
2003 Bali Concord II
121
3.4.
Compliance monitoring of the ASEAN Charter and post-Charter instruments
128
3.4.1.
Monitoring bodies
137
3.4.2.
Self-reporting by ASEAN member states
142
3.4.3.
Reports by the ASEAN Secretariat and the ASEAN sectoral bodies
143
3.4.4.
Review by monitoring bodies
146
3.4.5.
Consultation
150
3.4.6.
Capacity-building, financial and technical assistance
151
3.5.
Conclusions
153
4.
Recommendations
160
4.1.
Recommendations on dispute settlement mechanisms
164
4.1.1.
Widen the scope of application of the 2010 Protocol
164
4.1.2.
Include rules of procedure for third-party fact-finding
165
4.1.3.
Include DSMs in specific non-economic agreements
166
4.1.4.
Amend the 2004 Protocol
166
4.2.
Recommendations on compliance monitoring mechanisms
166
4.2.1.
Establish priorities regarding monitoring
168
4.2.2.
Clarify compliance monitoring roles in a Rule of Procedure
169
4.2.3.
Establish compliance monitoring processes for pre-Charter instruments
172
4.2.4.
Clarify ASEAN member states' reporting requirements
173
4.2.5.
Clarify procedures for cases of non-compliance
174
4.2.6.
Review existing compliance monitoring mechanisms
175
4.2.7.
Institute unambiguous ASEAN law-making practices
175
4.2.8.
Strengthen civil institutional infrastructure at the national level
176
Executive summary
178
Appendices
195
Bibliography
281
Index
296